Capstone Investment Financial Group, Inc.
Privacy Policy and SMS Terms of Service
Our Promise to You
As a client of Capstone Investment Financial Group, LLC, you share both personal and financial information with us. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.
Information Provided by Clients
In the normal course of doing business, we typically obtain the following non-public personal information about our clients:
- Personal information regarding our clients’ identity such as name, address and social security number.
- Information regarding securities transactions effected by us; and
- Client financial information such as net-worth, assets, income, bank account information and account balances.
How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as permitted by law. Additionally, we may share information with outside companies that perform administrative services for us. However, our contractual arrangements with these service providers require them to treat your information as confidential.
In order to protect your personal information, we maintain physical, electronic and procedural safeguards to protect your personal information. Our Privacy Policy restricts the use of client information and requires that it be held in strict confidence.
Client Notifications
We are required by law to annually provide a notice describing our privacy policy. In addition, we will inform you promptly if there are changes to our policy.
SMS Privacy and Communications
Capstone Investment Financial Group, LLC collects personal information, including names, contact information, mobile telephone numbers, and information necessary to provide financial advisory and client servicing activities.
We use personal information to administer client relationships, respond to service requests, support identity verification procedures, communicate account-related information, maintain records, and meet applicable legal and regulatory obligations.
Personal information may be shared with authorized service providers, custodians, technology vendors, and other parties as necessary to deliver our services, subject to applicable privacy and confidentiality requirements.
SMS consent and mobile opt-in information are not shared with third parties or affiliates for their marketing or promotional purposes. Mobile opt-in information will not be sold or disclosed to third parties for independent marketing purposes. Service providers supporting our messaging operations may process information solely to deliver authorized services on our behalf.
Clients may opt out of SMS messages at any time by replying STOP. For assistance, reply HELP or contact Capstone Investment Financial Group at 719-477-9883.
SMS communications are used for administrative and client service purposes. Clients should not transmit Social Security numbers, account numbers, passwords, or other sensitive financial information through SMS.